Calculus I · Textbook draft · 18 minute reading

Indeterminate Forms and Newton's Method

Use derivative-based limit and root tools while keeping their hypotheses, failure modes, and approximation status visible.

Before you begin

  • MVT, derivative rules, limits, and tangent lines.

Learning objectives

  • Recognize the forms to which L’Hôpital's rule applies.
  • Derive Newton's update from a tangent approximation.
  • Diagnose cycles and distinguish residual from root error.

Derivatives can help with limits and nonlinear equations, but neither operation becomes unconditional. A limit theorem requires hypotheses; an iterative method requires a starting point and convergence analysis. Getting a plausible decimal is not the same as having either guarantee.

L’Hôpital’s rule

One useful version is this: suppose ff and gg are differentiable on a deleted one-sided neighborhood of aa, g′g' is nonzero there, and both ff and gg tend to zero, or both have infinite magnitude. If f′/g′f'/g' tends to a finite or extended-real limit LL, then f/gf/g tends to LL. Corresponding versions apply to limits at infinity. For a two-sided result, establish the necessary behavior from both sides. The theorem follows from a generalized mean value theorem; it is a statement about a quotient of derivatives, not the derivative of the quotient.

Thus

lim⁡x→0ex−1x=lim⁡x→0ex1=1.\lim_{x\to0}\frac{e^x-1}{x} =\lim_{x\to0}\frac{e^x}{1}=1.

This is a consistency check after exponential differentiation has been established, not an independent proof of the normalization used earlier. Using a theorem to prove one of its own prerequisites would be circular.

For lim⁡x→∞log⁡x/x\lim_{x\to\infty}\log x/x, both numerator and denominator grow without bound and the derivative ratio is 1/x→01/x\to0. In contrast, applying the rule to (x2+1)/x(x^2+1)/x at zero is invalid: the numerator tends to 11, not zero or infinity. The original quotient has opposite unbounded one-sided behavior, while the derivative ratio 2x2x tends to zero. The missing hypothesis changes the answer.

Rewrite other forms first

A product of a vanishing factor and an unbounded factor is not a quotient to which the rule directly applies. For xlog⁡xx\log x as x→0+x\to0^+, write (log⁡x)/(1/x)(\log x)/(1/x). The derivative ratio is (1/x)/(−1/x2)=−x→0(1/x)/(-1/x^2)=-x\to0, so the product tends to zero.

For a variable power, logarithms can expose a quotient. If y=xxy=x^x for x>0x>0, then log⁡y=xlog⁡x→0\log y=x\log x\to0, so y→1y\to1. Do not treat 000^0 as a numerical evaluation; the particular limiting expression has been analyzed.

Newton’s tangent update

To solve f(x)=0f(x)=0, approximate the graph at a current guess xnx_n by its tangent f(xn)+f′(xn)(x−xn)f(x_n)+f'(x_n)(x-x_n). The tangent’s zero is

xn+1=xn−f(xn)f′(xn),x_{n+1}=x_n-\frac{f(x_n)}{f'(x_n)},

provided f′(xn)≠0f'(x_n)\ne0. For f(x)=x2−2f(x)=x^2-2, the update is (xn+2/xn)/2(x_n+2/x_n)/2. Starting at x0=1x_0=1 gives 1.51.5, 1.416666…1.416666\ldots, and 1.414215686…1.414215686\ldots, approaching 2\sqrt2.

Near a simple root rr, a twice continuously differentiable function with f′(r)≠0f'(r)\ne0 has a neighborhood in which suitably close starting guesses converge quadratically. Roughly, the next error is proportional to the square of the present error. This is a local theorem, not a guarantee from every starting value.

For f(x)=x3−2x+2f(x)=x^3-2x+2, starting at zero gives x1=1x_1=1 and x2=0x_2=0, an exact two-cycle. At a point with zero derivative, the displayed update may be undefined. For functions with several roots, a different starting guess can approach a different root or fail to converge.

Certifying an approximation

A small residual ∣f(xn)∣|f(x_n)| need not mean small distance to a root if the graph is flat. If a root rr and estimate xnx_n lie in an interval where ∣f′∣≥m>0|f'|\geq m>0, MVT yields

∣xn−r∣≤∣f(xn)∣/m.|x_n-r|\leq|f(x_n)|/m.

Bisection offers a bracket-based error guarantee without requiring a nonzero derivative. A robust numerical procedure can retain a sign-changing bracket and accept Newton steps only when they stay within it, falling back to bisection otherwise. Root approximation and root existence remain separate pieces of the argument.

Exercises

  1. Evaluate lim⁡x→0(sin⁡x−x)/x3\lim_{x\to0}(\sin x-x)/x^3 by repeated justified applications of L’Hôpital’s rule.
  2. Evaluate lim⁡x→∞x/ex\lim_{x\to\infty}x/e^x.
  3. Explain why the rule cannot be applied directly to sin⁡x/(1+x)\sin x/(1+x) at zero.
  4. Take two Newton steps for x2−3=0x^2-3=0 starting at 22.
  5. Verify the two-cycle for x3−2x+2x^3-2x+2 starting at zero.
  6. If ∣f′∣≥2|f'|\geq2 between an estimate and a known root and the residual is 0.0060.006, bound root error.
Worked solutions
  1. The derivative ratios are (cos⁡x−1)/(3x2)(\cos x-1)/(3x^2), −sin⁡x/(6x)-\sin x/(6x), and −cos⁡x/6-\cos x/6, yielding −1/6-1/6. Each earlier stage is 0/00/0, with nonzero derivative denominator on each deleted side.
  2. The ∞/∞\infty/\infty form gives derivative ratio 1/ex→01/e^x\to0.
  3. The denominator tends to 11, so ordinary quotient limits give zero. The required indeterminate form is absent.
  4. x1=2−(4−3)/4=7/4x_1=2-(4-3)/4=7/4; x2=(7/4+12/7)/2=97/56≈1.732142857x_2=(7/4+12/7)/2=97/56\approx1.732142857.
  5. f(0)=2f(0)=2, f′(0)=−2f'(0)=-2, so the next value is 11. Then f(1)=1f(1)=1, f′(1)=1f'(1)=1, returning zero.
  6. At most 0.0030.003.